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Detailed Report
MICHAEL ALLEN NEUENSCHWANDER
CRD#: 4212297
IA
Investment Adviser
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Previous Broker
OUTLOOK WEALTH ADVISORS, LLCCRD#: 291465 224 ED ENGLISH DR.
SUITE A
THE WOODLANDS, TX 77385
Registration History
20002002200420062008201020122014201620182020202220242026IAOUTLOOK WEALTH ADVISORS, LLC (CRD# 291465)2018 - Present (6 years)BG.F. INVESTMENT SERVICES, LLC (CRD# 132939)2011 - 2018 (7 years)BSANDERS MORRIS HARRIS INC. (CRD# 20580)2001 - 2011 (9 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)2000 - 2001 (1 year)IAGLOBAL FINANCIAL PRIVATE CAPIT... (CRD# 132070)2011 - 2019 (7 years)IASANDERS MORRIS HARRIS INC. (CRD# 20580)2006 - 2011 (5 years)
License(s)

State Registrations

IA
Texas 6/28/2018
Current Registration(s)
IA
OUTLOOK WEALTH ADVISORS, LLC (CRD#:291465)
224 ED ENGLISH DR. SUITE A, THE WOODLANDS, TX 77385
Registered with this firm since 6/28/2018
Previous Registration(s)
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 09/30/2011 - 01/10/2019 GLOBAL FINANCIAL PRIVATE CAPITAL, LLC (CRD#:132070) SHENANDOAH, TX
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 10/03/2011 - 12/31/2018 G.F. INVESTMENT SERVICES, LLC (CRD#:132939) Shenandoah, TX
IA
 06/14/2006 - 09/30/2011 SANDERS MORRIS HARRIS INC. (CRD#:20580) THE WOODLANDS, TX
B
 11/21/2001 - 09/30/2011 SANDERS MORRIS HARRIS INC. (CRD#:20580) THE WOODLANDS, TX
B
 07/17/2000 - 11/21/2001 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.