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Detailed Report
ALFRED VINCENT NORTON III
ALFRED VINCENT NORTON, III
CRD#: 4212242
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Investment Adviser
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Previous Broker
NEWEDGE ADVISORSCRD#: 171351 Long Beach, NJ
Registration History
20002002200420062008201020122014201620182020202220242026IANEWEDGE ADVISORS (CRD# 171351)2023 - Present (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2007 - 2023 (16 years)BNYLIFE SECURITIES LLC (CRD# 5167)2000 - 2007 (6 years)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2023 (11 years)
License(s)

State Registrations

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Maryland 1/9/2025
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New Jersey 12/19/2023
Current Registration(s)
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NEWEDGE ADVISORS (CRD#:171351)
Long Beach, NJ
Registered with this firm since 12/19/2023
Previous Registration(s)
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 05/09/2012 - 12/31/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) NORWALK, CT
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 04/09/2007 - 12/31/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) NORWALK, CT
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 08/31/2000 - 02/16/2007 NYLIFE SECURITIES LLC (CRD#:5167) FORT LEE, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.