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Sarah Elizabeth Schiavoni
SARAH ELIZABETH SCHIAVONI, SARAH ELIZABETH SULLIVAN, Sarah Schiavoni Sullivan
CRD#: 4211994
IA
Investment Adviser
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Broker
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUSTCRD#: 105390 2005 MARKET STREET
PHILADELPHIA, PA 19103-7098
DELAWARE DISTRIBUTORS, L.P.CRD#: 14232 610 MARKET ST
100 INDEPENDENCE
PHILADELPHIA, PA 19106
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)IAMACQUARIE INVESTMENT MANAGEMEN... (CRD# 105390)2020 - Present (4 years)BDELAWARE DISTRIBUTORS, L.P. (CRD# 14232)2018 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2018 (7 years)BNATIXIS DISTRIBUTORS, L.P. (CRD# 34754)2005 - 2008 (2 years)BEATON VANCE DISTRIBUTORS, INC. (CRD# 37731)2002 - 2005 (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2002 (1 year)IADELAWARE CAPITAL MANAGEMENT AD... (CRD# 152237)2018 - 2020 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2017 - 2018 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2010 - 2016 (6 years)
License(s)

State Registrations

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Maine 1/29/2018

B
Pennsylvania 1/29/2018

B
Massachusetts 1/29/2018

IA
Pennsylvania 4/20/2020

IA
Massachusetts 4/20/2020

B
Rhode Island 12/5/2023

B
New Hampshire 1/29/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST (CRD#:105390)
2005 MARKET STREET, PHILADELPHIA, PA 19103-7098
Registered with this firm since 4/20/2020

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DELAWARE DISTRIBUTORS, L.P. (CRD#:14232)
610 MARKET ST 100 INDEPENDENCE, PHILADELPHIA, PA 19106
WEST NEWBURY, MA
Registered with this firm since 1/29/2018

Previous Registration(s)
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01/29/2018 - 04/20/2020 DELAWARE CAPITAL MANAGEMENT ADVISERS, INC (CRD#:152237) PHILADELPHIA, PA
IA
06/14/2017 - 01/24/2018 LPL FINANCIAL LLC (CRD#:6413) West Newbury, MA
B
07/29/2010 - 01/24/2018 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
IA
07/29/2010 - 12/31/2016 LPL FINANCIAL LLC (CRD#:6413) West Newbury, MA
IA
02/27/2008 - 06/30/2009 SEASCAPE CAPITAL MANAGEMENT,LLC (CRD#:126928) NORTH HAMPTON, NH
B
02/27/2008 - 06/30/2009 SOUND CAPITAL MANAGEMENT, LLC (CRD#:132719) COLORADO SPRINGS, CO
B
04/26/2005 - 01/23/2008 NATIXIS DISTRIBUTORS, L.P. (CRD#:34754) BOSTON, MA
B
04/22/2002 - 04/20/2005 EATON VANCE DISTRIBUTORS, INC. (CRD#:37731) BOSTON, MA
B
08/23/2000 - 04/18/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.