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TODD WILLIAM LALUZERNE
CRD#: 4211744
IA
Investment Adviser
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Previous Broker
MERCER GLOBAL ADVISORS INC.CRD#: 147363 8117 Preston Road
#700
Dallas, TX 75225
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2006 - 2019 (12 years)2 FIRMS2019 - 2019 (<1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2019 - Present (5 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2006 (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2000 - 2001 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2006 (3 years)
Disclosure(s)
View By:
4/23/2009
Customer Dispute
Denied
License(s)

State Registrations

IA
Oklahoma 9/14/2022

IA
Texas 8/26/2019

Current Registration(s)
IA
MERCER GLOBAL ADVISORS INC. (CRD#:147363)
8117 Preston Road #700, Dallas, TX 75225
Registered with this firm since 8/26/2019

Previous Registration(s)
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02/04/2019 - 06/04/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) DALLAS, TX
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02/01/2019 - 06/04/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) DALLAS, TX
IA
07/19/2006 - 01/03/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) INDIANAPOLIS, IN
IA
07/19/2006 - 01/03/2019 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
B
06/22/2006 - 01/03/2019 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
IA
06/20/2003 - 06/05/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN MARCOS, CA
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11/13/2001 - 06/05/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN MARCOS, CA
B
09/15/2000 - 10/10/2001 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.