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LING YUNG WU
LYNN WU
CRD#: 4211526
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 187-08 Horace Harding Expwy, Bsmt
Fresh Meadows, NY 11365
Registration History
20002002200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2010 (2 years)BTD AMERITRADE, INC. (CRD# 7870)2000 - 2007 (6 years)
License(s)

State Registrations

B
Alabama 3/18/2010

B
Nevada 3/18/2010

B
Alaska 3/18/2010

B
New Hampshire 3/18/2010

B
Arizona 3/18/2010

B
New Jersey 3/18/2010

B
Arkansas 3/18/2010

IA
New Jersey 11/29/2012

B
California 3/18/2010

B
New Mexico 3/18/2010

B
Colorado 3/18/2010

B
New York 3/18/2010

B
Connecticut 3/18/2010

IA
New York 5/3/2021

B
Delaware 3/18/2010

B
North Carolina 3/18/2010

B
District of Columbia 5/15/2012

B
North Dakota 3/18/2010

B
Florida 3/18/2010

B
Ohio 3/18/2010

B
Georgia 3/18/2010

B
Oklahoma 3/18/2010

B
Hawaii 3/18/2010

B
Oregon 3/18/2010

B
Idaho 3/18/2010

B
Pennsylvania 3/18/2010

B
Illinois 3/18/2010

B
Puerto Rico 5/15/2012

B
Indiana 3/18/2010

B
Rhode Island 3/18/2010

B
Iowa 3/18/2010

B
South Carolina 3/18/2010

B
Kansas 3/18/2010

B
South Dakota 3/18/2010

B
Kentucky 3/18/2010

B
Tennessee 3/18/2010

B
Louisiana 3/18/2010

B
Texas 3/18/2010

B
Maine 3/18/2010

IA
Texas 6/6/2014

B
Maryland 3/18/2010

B
Utah 3/18/2010

B
Massachusetts 3/18/2010

B
Vermont 3/18/2010

B
Michigan 3/18/2010

B
Virgin Islands 5/15/2012

B
Minnesota 3/18/2010

B
Virginia 3/18/2010

B
Mississippi 3/18/2010

B
Washington 3/18/2010

B
Missouri 3/18/2010

B
West Virginia 3/18/2010

B
Montana 3/18/2010

B
Wisconsin 3/18/2010

B
Nebraska 3/18/2010

B
Wyoming 3/18/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
187-08 Horace Harding Expwy, Bsmt, Fresh Meadows, NY 11365
498 7TH AVENUE, NEW YORK, NY 10018
Registered with this firm since 11/29/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
187-08 Horace Harding Expwy, Bsmt, Fresh Meadows, NY 11365
498 7TH AVENUE, NEW YORK, NY 10018
Registered with this firm since 3/18/2010

Previous Registration(s)
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B
06/13/2007 - 03/15/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) WHITE PLAINS, NY
B
10/10/2000 - 06/11/2007 TD AMERITRADE, INC. (CRD#:7870) JERSEY CITY, NJ
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.