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Detailed Report
TONYA LANAE COLLIER
CRD#: 4210991
IA
Investment Adviser
B
Broker
COOPER MCMANUSCRD#: 111458 9870 RESEARCH DRIVE
IRVINE, CA 92618
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 9870 Research Dr.
Irvine, CA 92618
Registration History
2002200420062008201020122014201620182020202220242026BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2020 - Present (5 years)IACOOPER MCMANUS (CRD# 111458)2005 - Present (19 years)BSECURITIES AMERICA, INC. (CRD# 10205)2001 - 2020 (19 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2004 - 2005 (1 year)IACOOPER MCMANUS (CRD# 111458)2001 - 2004 (2 years)
License(s)

State Registrations

IA
California 8/29/2005
B
California 3/27/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
9870 Research Dr., Irvine, CA 92618
Orange, CA
Registered with this firm since 3/27/2020
IA
COOPER MCMANUS (CRD#:111458)
9870 RESEARCH DRIVE, IRVINE, CA 92618
Registered with this firm since 8/29/2005
Previous Registration(s)
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B
 03/19/2001 - 03/27/2020 SECURITIES AMERICA, INC. (CRD#:10205) IRVINE, CA
IA
 07/15/2004 - 08/30/2005 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) IRVINE, CA
IA
 12/07/2001 - 07/09/2004 COOPER MCMANUS (CRD#:111458) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.