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TONYA LANAE COLLIER
CRD#: 4210991
IA
B
COOPER MCMANUSCRD#: 111458 9870 RESEARCH DRIVE
IRVINE, CA 92618
IRVINE, CA 92618
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 9870 Research Dr.
Irvine, CA 92618
Irvine, CA 92618
0
Disclosures
24
Years of Experience
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State Registrations
IA
California 8/29/2005
B
California 3/27/2020
SRO Registrations
B
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B
Registered with this firm since 3/27/2020
IA
Registered with this firm since 8/29/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/19/2001 - 03/27/2020 | IRVINE, CA | |
IA | 07/15/2004 - 08/30/2005 | IRVINE, CA | |
IA | 12/07/2001 - 07/09/2004 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.