Individual Firm
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VICTORIA CHIN-I WANG
VICTORIA C WANG
CRD#: 4209071
IA
B
MARINER INDEPENDENTCRD#: 283824 13001 Seal Beach Blvd.
Suite 375
Long Beach, CA 90740
Suite 375
Long Beach, CA 90740
LPL FINANCIAL LLCCRD#: 6413 13001 SEAL BEACH BLVD. STE 375
SEAL BEACH, CA 90740
SEAL BEACH, CA 90740
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alaska 3/7/2022
B
Montana 3/28/2022
B
Arizona 3/7/2022
B
Nevada 3/7/2022
B
California 3/7/2022
B
New York 1/9/2024
IA
California 3/7/2022
B
North Dakota 3/7/2022
B
Colorado 3/7/2022
B
Ohio 11/15/2024
B
Connecticut 4/21/2022
B
Oklahoma 3/7/2022
B
Florida 3/7/2022
B
Oregon 3/7/2022
B
Georgia 3/7/2022
B
South Carolina 3/7/2022
B
Idaho 3/7/2022
B
Tennessee 3/7/2022
B
Illinois 3/17/2022
B
Texas 3/7/2022
B
Maryland 3/7/2022
IA
Texas 3/7/2022
B
Massachusetts 3/22/2022
B
Utah 3/7/2022
B
Minnesota 3/7/2022
B
Washington 3/7/2022
B
Missouri 3/25/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/7/2022
B
Registered with this firm since 3/7/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/29/2018 - 03/10/2022 | LONG BEACH, CA | |
B | 02/09/2012 - 03/10/2022 | LONG BEACH, CA | |
IA | 03/27/2012 - 12/31/2013 | LONG BEACH, CA | |
B | 10/20/2005 - 02/21/2012 | LONG BEACH, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.