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Steven M Cook
STEVEN MICHAEL COOK, Steve Cook
CRD#: 4208931
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 4614 MACKLINE AVE
SAINT LOUIS, MO 63109
NYLIFE SECURITIES LLCCRD#: 5167 4614 MACKLIND AVE
SAINT LOUIS, MO 63109
Registration History
19952000200520102015202020252 FIRMS2022 - Present (2 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2000 - 2022 (21 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2011 - 2022 (11 years)
Disclosure(s)
View By:
2/11/1992
Criminal
Final Disposition
License(s)

State Registrations

B
Missouri 10/17/2022

IA
Missouri 12/21/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
4614 MACKLINE AVE, SAINT LOUIS, MO 63109
Registered with this firm since 12/21/2022

B
NYLIFE SECURITIES LLC (CRD#:5167)
4614 MACKLIND AVE, SAINT LOUIS, MO 63109
Registered with this firm since 10/17/2022

Previous Registration(s)
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IA
01/14/2011 - 06/28/2022 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) ST LOUIS, MO
B
11/10/2000 - 06/28/2022 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.