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PETER BAECHLER
CRD#: 4208157
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 Biltmore Way 10th floor
Coral Gables, FL 33134
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - Present (15 years)BUBS INTERNATIONAL INC. (CRD# 107726)2001 - 2005 (4 years)BUBS WARBURG LLC (CRD# 7654)2000 - 2001 (<1 year)IAUBS INTERNATIONAL INC. (CRD# 107726)2004 - 2005 (1 year)
License(s)

State Registrations

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Arkansas 5/3/2024

IA
Florida 1/1/2010

B
California 1/13/2021

B
New York 4/22/2013

B
District of Columbia 11/5/2021

B
Texas 1/21/2021

B
Florida 1/1/2010

B
Virginia 1/21/2021

SRO Registrations

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BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

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Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 Biltmore Way 10th floor, Coral Gables, FL 33134
100 S.E. 2ND STREET 25th, MIAMI, FL 33131
Registered with this firm since 1/1/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 Biltmore Way 10th floor, Coral Gables, FL 33134
100 S.E. 2ND STREET 25th, MIAMI, FL 33131
Registered with this firm since 1/1/2010

Previous Registration(s)
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05/31/2007 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) MIAMI, FL
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05/21/2007 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
IA
06/11/2004 - 09/22/2005 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
B
06/06/2001 - 09/22/2005 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
B
11/07/2000 - 06/13/2001 UBS WARBURG LLC (CRD#:7654) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.