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GRACE CHONG KIM
CHONG YON KIM, GRACE CHONG KWON
CRD#: 4206921
IA
Investment Adviser
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Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 AMBLER, PA
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 1651 Swede Rd
Suite 2
Blue Bell, PA 19422
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BFSC SECURITIES CORPORATION (CRD# 7461)2011 - 2015 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)2010 - 2011 (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2001 - 2010 (9 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2000 - 2001 (<1 year)IAFSC SECURITIES CORPORATION (CRD# 7461)2012 - 2015 (3 years)
Disclosure(s)
View By:
5/16/2016
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Delaware 6/26/2015

B
Pennsylvania 6/26/2015

B
New Jersey 6/26/2015

IA
Pennsylvania 6/26/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
AMBLER, PA
Registered with this firm since 6/26/2015

B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
1651 Swede Rd Suite 2, Blue Bell, PA 19422
Registered with this firm since 6/26/2015

Previous Registration(s)
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IA
02/21/2012 - 07/01/2015 FSC SECURITIES CORPORATION (CRD#:7461) BLUE BELL, PA
B
04/05/2011 - 07/01/2015 FSC SECURITIES CORPORATION (CRD#:7461) BLUE BELL, PA
B
09/13/2010 - 01/12/2011 NEW ENGLAND SECURITIES (CRD#:615) NEWTOWN SQUARE, PA
B
04/17/2001 - 07/07/2010 PRUCO SECURITIES, LLC. (CRD#:5685) BLUE BELL, PA
B
10/24/2000 - 04/02/2001 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.