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It was found that Todd Childers had been logging into custodian online access on a total of 32 accounts representing 15 clients. The client accounts were predominately former Horter client accounts. Todd Childers was placing trade in the (former Horter) client accounts at his discretion. Todd Childers had set up bill payment in 4 of the client accounts and was paying himself a monthly fee.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.