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Detailed Report
CHRISTOPHER J FIGARO
CRD#: 4206565
IA
Investment Adviser
B
Broker
STEWARD PARTNERS INVESTMENT ADVISORY, LLCCRD#: 283004 440 SCIENCE DRIVE
SUITE 303
MADISON, WI 53711
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCCRD#: 1254 440 SCIENCE DRIVE
SUITE 303
MADISON, WI 53711
Registration History
200420062008201020122014201620182020202220242026IASTEWARD PARTNERS INVESTMENT AD... (CRD# 283004)2024 - Present (<1 year)BSTEWARD PARTNERS INVESTMENT SO... (CRD# 1254)2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2023 (8 years)BAGILE PT GROUP LLC (CRD# 155177)2013 - 2013 (<1 year)BBEAR WAGNER SPECIALISTS LLC (CRD# 32691)2003 - 2007 (3 years)IASTEWARD PARTNERS INVESTMENT SO... (CRD# 1254)2023 - 2024 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2023 (8 years)
License(s)

State Registrations

B
Arizona 7/20/2023
B
Montana 7/16/2024
B
California 7/20/2023
B
Nevada 7/12/2024
IA
California 6/10/2024
B
New Jersey 7/20/2023
B
Colorado 7/20/2023
B
New York 7/20/2023
B
Connecticut 7/20/2023
B
Ohio 7/20/2023
B
Florida 7/20/2023
B
South Carolina 7/20/2023
B
Georgia 7/20/2023
B
Tennessee 7/20/2023
B
Illinois 7/20/2023
B
Texas 7/20/2023
B
Indiana 7/20/2023
IA
Texas 6/10/2024
B
Iowa 7/20/2023
B
Utah 7/20/2023
B
Kansas 7/20/2023
B
Virginia 7/20/2023
B
Maryland 7/20/2023
B
Washington 7/20/2023
B
Michigan 7/20/2023
B
Wisconsin 7/20/2023
B
Minnesota 7/20/2023
IA
Wisconsin 6/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#:283004)
440 SCIENCE DRIVE SUITE 303, MADISON, WI 53711
FITCHBURG, WI
Registered with this firm since 6/10/2024
B
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254)
440 SCIENCE DRIVE SUITE 303, MADISON, WI 53711
FITCHBURG, WI
Registered with this firm since 7/20/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/20/2023 - 07/10/2024 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254) MADISON, WI
IA
 02/02/2015 - 07/24/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MADISON, WI
B
 11/26/2014 - 07/24/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MADISON, WI
B
 02/01/2013 - 04/30/2013 AGILE PT GROUP LLC (CRD#:155177) NEW YORK, NY
B
 07/10/2003 - 03/20/2007 BEAR WAGNER SPECIALISTS LLC (CRD#:32691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.