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Detailed Report
ALETA F BAGGETT JOHNSON
ALETA FAYE BAGGETT ^^, ALETA FAYE BAGGETT, ALETA FAYE BAGGETT JOHNSON ^^, ALETA FAYE BAGGETT-JOHNSON, ALETA BAGGETT DOOM ^^…
CRD#: 4205513
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7600 Broadway
Suite 100
San Antonio, TX 78209
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 3/3/2014
B
Nebraska 3/15/2019
B
Alaska 7/29/2022
B
Nevada 5/11/2011
B
Arizona 11/11/2019
B
New Hampshire 11/15/2021
B
Arkansas 5/11/2011
B
New Jersey 6/6/2013
B
California 5/11/2011
B
New Mexico 3/3/2014
B
Colorado 7/22/2013
B
New York 5/11/2011
B
Connecticut 11/15/2021
B
North Carolina 3/21/2014
B
Delaware 7/29/2022
B
North Dakota 3/15/2019
B
District of Columbia 7/29/2022
B
Ohio 11/16/2021
B
Florida 5/11/2011
B
Oklahoma 11/15/2021
B
Georgia 3/3/2014
B
Oregon 11/15/2021
B
Hawaii 7/29/2022
B
Pennsylvania 11/15/2021
B
Idaho 7/29/2022
B
Puerto Rico 3/15/2019
B
Illinois 5/11/2011
B
Rhode Island 3/15/2019
B
Indiana 3/15/2019
B
South Carolina 10/12/2012
B
Iowa 7/29/2022
B
South Dakota 3/15/2019
B
Kansas 7/29/2022
B
Tennessee 7/29/2022
B
Kentucky 5/11/2011
B
Texas 5/11/2011
B
Louisiana 5/11/2011
IA
Texas 5/11/2011
B
Maine 7/29/2022
B
Utah 3/3/2014
B
Maryland 11/15/2021
B
Vermont 7/29/2022
B
Massachusetts 5/11/2011
B
Virgin Islands 7/29/2022
B
Michigan 5/11/2011
B
Virginia 11/15/2021
B
Minnesota 7/3/2017
B
Washington 3/15/2019
B
Mississippi 3/15/2019
B
West Virginia 7/29/2022
B
Missouri 5/11/2011
B
Wisconsin 3/15/2019
B
Montana 7/29/2022
B
Wyoming 7/29/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7600 Broadway Suite 100, San Antonio, TX 78209
San Antonio, TX
Registered with this firm since 5/11/2011
B
MORGAN STANLEY (CRD#:149777)
7600 Broadway Suite 100, San Antonio, TX 78209
San Antonio, TX
Registered with this firm since 5/11/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/15/2007 - 04/20/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
 11/14/2007 - 04/20/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
 02/05/2003 - 09/05/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
 02/05/2003 - 09/05/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
IA
 12/11/2000 - 10/10/2002 MORGAN STANLEY (CRD#:7556) HOUSTON, TX
B
 07/26/2000 - 10/10/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.