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COLIN PATRICK MCWEY
COLIN P MCWEY
CRD#: 4205434
IA
B
HEARTLAND ADVISORS, INC.CRD#: 29433 790 N WATER STREET SUITE 1200
MILWAUKEE, WI 53202
MILWAUKEE, WI 53202
ALPS DISTRIBUTORS, INC.CRD#: 16853 790 Water Street
Suite 1200
MILWAUKEE, WI 53202
Suite 1200
MILWAUKEE, WI 53202
0
Disclosures
22
Years of Experience
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State Registrations
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Alabama 7/8/2009
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Montana 7/8/2009
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Alaska 7/8/2009
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Nebraska 7/8/2009
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Arizona 7/8/2009
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Nevada 7/8/2009
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Arkansas 7/8/2009
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New Hampshire 7/8/2009
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California 7/8/2009
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New Jersey 7/8/2009
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Colorado 7/8/2009
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New Mexico 7/8/2009
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Connecticut 7/8/2009
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New York 7/8/2009
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Delaware 7/8/2009
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North Carolina 7/8/2009
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District of Columbia 7/8/2009
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North Dakota 7/8/2009
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Florida 7/8/2009
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Ohio 7/9/2009
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Georgia 7/8/2009
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Oklahoma 7/8/2009
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Hawaii 7/8/2009
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Oregon 7/8/2009
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Idaho 7/8/2009
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Pennsylvania 7/8/2009
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Illinois 7/8/2009
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Rhode Island 7/8/2009
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Indiana 7/8/2009
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South Carolina 7/8/2009
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Iowa 7/8/2009
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South Dakota 7/8/2009
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Kansas 7/8/2009
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Tennessee 7/8/2009
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Kentucky 7/8/2009
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Texas 7/8/2009
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Louisiana 7/8/2009
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Utah 7/8/2009
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Maine 7/8/2009
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Vermont 7/8/2009
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Maryland 7/8/2009
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Virginia 7/8/2009
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Massachusetts 7/8/2009
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Washington 7/8/2009
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Michigan 7/8/2009
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West Virginia 7/8/2009
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Minnesota 7/8/2009
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Wisconsin 7/8/2009
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Mississippi 7/8/2009
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Wisconsin 10/18/2013
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Missouri 7/8/2009
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Wyoming 7/8/2009
SRO Registrations
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IA
Registered with this firm since 10/18/2013
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Registered with this firm since 7/8/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/11/2004 - 06/02/2009 | NEW YORK, NY | |
B | 07/07/2004 - 07/28/2004 | NEW YORK, NY | |
B | 11/13/2001 - 07/25/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.