Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KRISTOPHER MICHAEL SCHULTZ
CRD#: 4205396
IA
B
MORGAN STANLEYCRD#: 149777 380 Saint Peter Street
Suite 1000
St. Paul, MN 55102
Suite 1000
St. Paul, MN 55102
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alaska 12/3/2012
B
Nevada 7/27/2020
B
Arizona 12/3/2012
B
New Jersey 11/12/2020
B
California 12/3/2012
B
New Mexico 3/2/2015
B
Colorado 12/3/2012
B
New York 1/4/2022
B
Connecticut 2/19/2013
B
North Carolina 12/3/2012
B
District of Columbia 7/3/2017
B
North Dakota 5/16/2019
B
Florida 12/3/2012
B
Ohio 4/9/2019
B
Georgia 12/3/2012
B
Oregon 12/3/2012
B
Illinois 1/26/2022
B
South Carolina 12/12/2012
B
Indiana 1/22/2013
B
South Dakota 8/15/2018
B
Iowa 12/16/2016
B
Tennessee 10/29/2020
B
Maryland 3/5/2014
B
Texas 12/3/2012
B
Massachusetts 10/8/2020
IA
Texas 11/1/2016
B
Michigan 12/3/2012
B
Virginia 12/3/2012
B
Minnesota 12/3/2012
B
Washington 12/3/2012
IA
Minnesota 11/19/2013
B
Wisconsin 12/3/2012
B
Missouri 12/3/2012
IA
Wisconsin 2/3/2022
B
Nebraska 7/12/2019
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/4/2012
B
Registered with this firm since 12/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/30/2004 - 12/04/2012 | ST. PAUL, MN | |
B | 11/28/2000 - 12/04/2012 | ST. PAUL, MN | |
B | 09/07/2000 - 09/27/2000 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.