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JOHN ERIC MAQUAR
JOHN E. MAQUAR
CRD#: 4204769
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3960 E. THOUSAND OAKS BLVD
WESTLAKE VILLAGE, CA 91362
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)IAMORGAN STANLEY (CRD# 7556)2001 - 2007 (6 years)
Disclosure(s)
View By:
7/21/2014
Regulatory
Final
8/22/2001
Regulatory
Final
License(s)

State Registrations

B
Alabama 7/13/2022

B
Montana 2/7/2019

B
Alaska 7/25/2022

B
Nebraska 7/12/2022

B
Arizona 5/12/2014

B
Nevada 10/7/2014

B
Arkansas 1/24/2019

B
New Hampshire 7/13/2022

B
California 10/1/2012

B
New Jersey 5/6/2015

IA
California 10/1/2012

B
New Mexico 5/12/2014

B
Colorado 5/12/2014

B
New York 8/15/2014

B
Connecticut 5/6/2015

B
North Carolina 5/7/2015

B
Delaware 7/19/2022

B
North Dakota 11/25/2019

B
District of Columbia 7/15/2022

B
Ohio 2/4/2015

B
Florida 5/12/2014

B
Oklahoma 1/25/2019

B
Georgia 12/12/2016

B
Oregon 1/2/2019

B
Hawaii 5/12/2014

B
Pennsylvania 5/12/2014

B
Idaho 5/22/2014

B
Puerto Rico 10/30/2023

B
Illinois 5/22/2014

B
South Carolina 1/16/2019

B
Indiana 7/27/2022

B
South Dakota 1/26/2023

B
Iowa 2/8/2019

B
Tennessee 1/16/2019

B
Kansas 1/30/2019

B
Texas 12/13/2012

B
Kentucky 2/13/2019

IA
Texas 9/20/2013

B
Louisiana 10/15/2014

B
Utah 4/20/2015

B
Maine 7/12/2022

B
Vermont 7/12/2022

B
Maryland 9/8/2017

B
Virginia 6/25/2014

B
Massachusetts 10/5/2017

B
Washington 5/12/2014

B
Michigan 7/27/2018

B
West Virginia 5/12/2014

B
Minnesota 1/15/2019

B
Wisconsin 1/17/2019

B
Mississippi 10/15/2014

B
Wyoming 1/28/2019

B
Missouri 7/23/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3960 E. THOUSAND OAKS BLVD, WESTLAKE VILLAGE, CA 91362
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3960 E. THOUSAND OAKS BLVD, WESTLAKE VILLAGE, CA 91362
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/21/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) VENTURA, CA
B
09/21/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) VENTURA, CA
IA
06/01/2009 - 07/17/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) OXNARD, CA
B
06/01/2009 - 07/17/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) OXNARD, CA
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OXNARD, CA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OXNARD, CA
IA
03/22/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) OXNARD, CA
B
07/07/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) OXNARD, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.