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STEPHEN WAYNE PARK
CRD#: 4203438
IA
Investment Adviser
B
Broker
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 128 S TRYON STREET
CHARLOTTE, NC 28202
Registration History
20002002200420062008201020122014201620182020202220242026IAFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2022 - Present (2 years)BFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2016 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2016 (6 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2005 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2003 (2 years)
License(s)

State Registrations

B
North Carolina 2/1/2016

IA
North Carolina 3/9/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
128 S TRYON STREET, CHARLOTTE, NC 28202
Registered with this firm since 3/9/2022

B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
128 S TRYON STREET, CHARLOTTE, NC 28202
Registered with this firm since 2/1/2016

Previous Registration(s)
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10/23/2009 - 01/21/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
09/29/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
B
12/09/2004 - 04/28/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
06/21/2000 - 01/30/2003 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
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