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Detailed Report
SHAWN PATRICK KOLAR
CRD#: 4203357
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4732 DEL PRADO BLVD S
CAPE CORAL, FL 33904
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2008 (4 years)2 FIRMS2008 - Present (16 years)
Disclosure(s)
View By:
4/9/2008
Customer Dispute
Denied
5/27/2005
Customer Dispute
Denied
License(s)

State Registrations

B
California 3/4/2019
B
New Jersey 7/28/2009
B
Colorado 2/21/2023
B
New Mexico 4/10/2018
B
Connecticut 1/21/2009
B
New York 11/14/2008
B
Florida 11/14/2008
B
North Carolina 11/18/2015
IA
Florida 11/19/2008
B
Ohio 2/10/2016
B
Georgia 11/14/2008
B
Pennsylvania 1/13/2016
B
Hawaii 4/2/2020
B
South Carolina 11/5/2009
B
Illinois 11/14/2008
B
South Dakota 3/7/2024
B
Indiana 2/25/2022
B
Tennessee 11/21/2019
B
Kentucky 3/8/2024
B
Texas 3/7/2019
B
Louisiana 2/25/2022
IA
Texas 3/12/2019
B
Massachusetts 1/18/2018
B
Virginia 2/26/2020
B
Michigan 11/14/2008
B
Washington 2/2/2021
B
Minnesota 9/18/2018
B
West Virginia 11/21/2019
B
New Hampshire 6/5/2009
B
Wisconsin 3/4/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4732 DEL PRADO BLVD S, CAPE CORAL, FL 33904
Registered with this firm since 11/19/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4732 DEL PRADO BLVD S, CAPE CORAL, FL 33904
Registered with this firm since 11/14/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/12/2003 - 11/17/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) FT. MEYERS, FL
B
 12/12/2003 - 11/17/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) FT. MEYERS, FL
IA
 08/04/2000 - 12/18/2003 MORGAN STANLEY (CRD#:7556) CAPE CORAL, FL
B
 08/02/2000 - 12/18/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.