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VICTORIA GRACE LINDSAY
VICKIE LINDSAY, VICTORIA GRACE RORAFF
CRD#: 4203109
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5350 TOWN CENTER RD
FL 2
BOCA RATON, FL 33486
FL 2
BOCA RATON, FL 33486
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5350 TOWN CENTER RD
FL 2
BOCA RATON, FL 33486
FL 2
BOCA RATON, FL 33486
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 4/13/2021
B
Montana 4/13/2021
B
Alaska 4/13/2021
B
Nebraska 11/9/2017
B
Arizona 11/9/2017
B
Nevada 1/29/2015
B
Arkansas 4/13/2021
B
New Hampshire 1/29/2015
B
California 1/29/2015
B
New Jersey 1/29/2015
B
Colorado 1/29/2015
B
New Mexico 4/12/2018
B
Connecticut 3/27/2015
B
New York 1/29/2015
B
Delaware 1/29/2015
B
North Carolina 1/29/2015
B
District of Columbia 11/9/2017
B
North Dakota 4/13/2021
B
Florida 1/22/2015
B
Ohio 1/29/2015
IA
Florida 9/9/2016
B
Oklahoma 4/13/2021
B
Georgia 1/22/2015
B
Oregon 1/29/2015
B
Hawaii 4/13/2021
B
Pennsylvania 1/29/2015
B
Idaho 4/13/2021
B
Puerto Rico 4/13/2021
B
Illinois 1/29/2015
B
Rhode Island 4/13/2021
B
Indiana 7/14/2017
B
South Carolina 1/13/2017
B
Iowa 1/29/2015
B
South Dakota 4/13/2021
B
Kansas 11/9/2017
B
Tennessee 7/14/2017
B
Kentucky 1/29/2015
B
Texas 1/29/2015
B
Louisiana 1/29/2015
B
Utah 7/14/2017
B
Maine 11/9/2017
B
Vermont 11/9/2017
B
Maryland 1/29/2015
B
Virgin Islands 4/13/2021
B
Massachusetts 2/2/2015
B
Virginia 1/29/2015
B
Michigan 1/29/2015
B
Washington 2/1/2018
B
Minnesota 11/9/2017
B
West Virginia 11/9/2017
B
Mississippi 11/9/2017
B
Wisconsin 11/9/2017
B
Missouri 8/3/2016
B
Wyoming 4/13/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/9/2016
B
Registered with this firm since 1/22/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2015 - 12/31/2016 | BOCA RATON, FL | |
IA | 03/27/2009 - 01/20/2015 | BOCA RATON, FL | |
B | 03/20/2009 - 01/20/2015 | BOCA RATON, FL | |
IA | 08/21/2006 - 03/17/2009 | BOCA RATON, FL | |
B | 08/18/2006 - 03/17/2009 | BOCA RATON, FL | |
IA | 07/03/2002 - 08/22/2006 | BOCA RATON, FL | |
B | 06/28/2002 - 08/22/2006 | BOCA RATON, FL | |
IA | 03/26/2002 - 06/27/2002 | LAKE WORTH, FL | |
B | 06/15/2002 - 06/25/2002 | ST. LOUIS, MO | |
B | 01/16/2002 - 06/15/2002 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.