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Detailed Report
NICHOLAS ARLEN NIEHAUS
NICHOLAS NIEHAUS, Nicholas Arlen Niehaus, nicholas A Niehaus
CRD#: 4202266
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 6501 S FIDDLER'S GREEN CIRCLE
STE 300 - 600
GREENWOOD VILLAGE, CO 80111-4932
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 PARKER, CO
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2002 - 2019 (17 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2019 (5 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2013 (7 years)
License(s)

State Registrations

B
Alabama 7/10/2019
B
Nebraska 7/10/2019
B
Alaska 7/10/2019
B
Nevada 7/10/2019
B
Arizona 7/10/2019
B
New Hampshire 7/10/2019
B
Arkansas 7/10/2019
B
New Jersey 7/10/2019
B
California 7/10/2019
B
New Mexico 7/10/2019
B
Colorado 7/10/2019
B
New York 7/10/2019
IA
Colorado 7/12/2019
B
North Carolina 7/10/2019
B
Connecticut 7/10/2019
B
North Dakota 7/10/2019
B
Delaware 7/10/2019
B
Ohio 7/10/2019
B
District of Columbia 7/10/2019
B
Oklahoma 7/10/2019
B
Florida 7/10/2019
B
Oregon 7/10/2019
B
Georgia 7/10/2019
B
Pennsylvania 7/10/2019
B
Hawaii 7/10/2019
B
Puerto Rico 7/10/2019
B
Idaho 7/10/2019
B
Rhode Island 7/10/2019
B
Illinois 7/10/2019
B
South Carolina 7/10/2019
B
Indiana 7/10/2019
B
South Dakota 7/10/2019
B
Iowa 7/10/2019
B
Tennessee 7/10/2019
B
Kansas 7/10/2019
B
Texas 7/10/2019
B
Kentucky 7/10/2019
IA
Texas 7/15/2019
B
Louisiana 7/10/2019
B
Utah 7/10/2019
B
Maine 7/10/2019
B
Vermont 7/10/2019
B
Maryland 7/10/2019
B
Virgin Islands 7/10/2019
B
Massachusetts 7/10/2019
B
Virginia 7/10/2019
B
Michigan 7/10/2019
B
Washington 7/10/2019
B
Minnesota 7/10/2019
B
West Virginia 7/10/2019
B
Mississippi 7/10/2019
B
Wisconsin 7/10/2019
B
Missouri 7/10/2019
B
Wyoming 7/10/2019
B
Montana 7/10/2019

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
6501 S FIDDLER'S GREEN CIRCLE STE 300 - 600, GREENWOOD VILLAGE, CO 80111-4932
Registered with this firm since 7/12/2019
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
PARKER, CO
Registered with this firm since 7/10/2019
Previous Registration(s)
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IA
 02/14/2014 - 06/28/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
B
 04/08/2002 - 06/28/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
IA
 03/01/2006 - 12/31/2013 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.