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Gregory Dean Lewis
GREG LEWIS
CRD#: 4201957
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2301 ROSECRANS AVE #5100
EL SEGUNDO, CA 90245
CETERA ADVISORS LLCCRD#: 10299 DOUGLASVILLE, GA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2021 (5 years)4 FIRMS2021 - Present (3 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2021 - 2022 (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2008 - 2013 (4 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2008 - 2008 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2008 (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2006 - 2007 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2006 (2 years)BNCF FINANCIAL SERVICES, INC. (CRD# 120471)2003 - 2003 (<1 year)BASCEND FINANCIAL SERVICES, INC. (CRD# 15296)2000 - 2001 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (1 year)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2009 - 2013 (3 years)
Disclosure(s)
View By:
2/27/2016
Financial
Final
License(s)

State Registrations

B
California 12/9/2021

IA
Georgia 3/21/2023

B
Georgia 12/14/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
DOUGLASVILLE, GA
Registered with this firm since 3/21/2023

B
CETERA ADVISORS LLC (CRD#:10299)
DOUGLASVILLE, GA
Registered with this firm since 12/9/2021

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
DOUGLASVILLE, GA
Registered with this firm since 12/9/2021

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
DOUGLASVILLE, GA
Registered with this firm since 12/9/2021

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
DOUGLASVILLE, GA
Registered with this firm since 12/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
12/09/2021 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
IA
05/11/2016 - 09/27/2021 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) ATLANTA, GA
B
05/10/2016 - 09/27/2021 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) ATLANTA, GA
IA
01/25/2016 - 05/03/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Duluth, GA
B
01/20/2016 - 05/03/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
IA
05/23/2014 - 12/24/2015 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) NORCROSS, GA
B
04/21/2014 - 12/24/2015 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) NORCROSS, GA
IA
07/29/2013 - 04/17/2014 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) DULUTH, GA
B
07/29/2013 - 04/17/2014 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) DULUTH, GA
IA
06/06/2013 - 07/02/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ATLANTA, GA
B
06/05/2013 - 07/02/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ATLANTA, GA
IA
05/06/2009 - 02/25/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
05/02/2008 - 02/25/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
02/19/2008 - 04/22/2008 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) NORCROSS, GA
B
07/16/2007 - 01/02/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) GLEN ALLEN, VA
B
02/22/2006 - 06/05/2007 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) NORCROSS, GA
B
02/04/2004 - 02/28/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) DECATUR, GA
B
02/21/2003 - 11/21/2003 NCF FINANCIAL SERVICES, INC. (CRD#:120471) DURHAM, NC
B
09/14/2000 - 02/22/2001 ASCEND FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.