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SCOTT HOLDEN ENGROFF JR
ENGROFF, SCOTT HOLDEN ENGROFF, JR.
CRD#: 4201947
IA
B
ALLSPRING FUNDS MANAGEMENT, LLCCRD#: 110841 Mequon, WI
ALLSPRING FUNDS DISTRIBUTOR, LLCCRD#: 133366 Mequon, WI
0
Disclosures
24
Years of Experience
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State Registrations
B
Alabama 4/11/2005
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Nebraska 4/15/2005
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Alaska 4/11/2005
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Nevada 4/11/2005
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Arizona 4/11/2005
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New Hampshire 4/11/2005
B
Arkansas 4/11/2005
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New Jersey 4/11/2005
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California 4/11/2005
B
New Mexico 4/11/2005
B
Colorado 4/11/2005
B
New York 4/11/2005
B
Connecticut 4/11/2005
B
North Carolina 4/11/2005
B
Delaware 4/11/2005
B
North Dakota 4/11/2005
B
District of Columbia 4/11/2005
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Ohio 4/11/2005
B
Florida 4/11/2005
B
Oklahoma 4/11/2005
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Georgia 4/11/2005
B
Oregon 4/11/2005
B
Hawaii 4/11/2005
B
Pennsylvania 4/11/2005
B
Idaho 4/11/2005
B
Puerto Rico 4/14/2009
B
Illinois 4/11/2005
B
Rhode Island 4/11/2005
B
Indiana 4/11/2005
B
South Carolina 4/11/2005
B
Iowa 4/11/2005
B
South Dakota 4/11/2005
B
Kansas 4/11/2005
B
Tennessee 4/11/2005
B
Kentucky 4/11/2005
B
Texas 4/11/2005
B
Louisiana 4/11/2005
B
Utah 4/11/2005
B
Maine 4/11/2005
B
Vermont 4/11/2005
B
Maryland 4/11/2005
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Virginia 4/11/2005
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Massachusetts 4/11/2005
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Washington 4/11/2005
B
Michigan 4/11/2005
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West Virginia 4/11/2005
B
Minnesota 4/11/2005
IA
Wisconsin 1/1/2005
B
Mississippi 4/11/2005
B
Wisconsin 4/11/2005
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Missouri 4/11/2005
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Wyoming 4/11/2005
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Montana 4/11/2005
SRO Registrations
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B
Registered with this firm since 4/11/2005
IA
Registered with this firm since 1/1/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/25/2000 - 04/11/2005 | MENOMONEE FALLS, WI | |
IA | 08/03/2000 - 01/01/2005 | MENOMONEE FALLS, WI |
MENOMONEE FALLS, WI
08/03/2000 - 01/01/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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