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SHANA LYNN KEIL
SHANA LYNN EHLERS
CRD#: 4201567
IA
B
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 4351 West College Ave
Suite 420
Appleton, WI 54914
Suite 420
Appleton, WI 54914
0
Disclosures
24
Years of Experience
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State Registrations
B
Wisconsin 8/16/2018
IA
Wisconsin 8/22/2018
SRO Registrations
B
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IA
Registered with this firm since 8/22/2018
B
Registered with this firm since 8/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/27/2018 - 07/12/2018 | APPLETON, WI | |
B | 02/27/2018 - 07/12/2018 | LOS ANGELES, CA | |
B | 10/02/2001 - 07/12/2018 | APPLETON, WI | |
B | 08/23/2000 - 07/12/2018 | APPLETON, WI | |
IA | 01/02/2014 - 06/25/2018 | APPLETON, WI | |
IA | 09/05/2000 - 06/25/2018 | APPLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.