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KELLY MARIE LIND
CRD#: 4200856
IA
Investment Adviser
B
Broker
U.S. BANCORP ADVISORS, LLCCRD#: 14455 9811 MAGNOLIA AVENUE
SUITE B
RIVERSIDE, CA 92503-3700
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2012 - Present (13 years)BWAMU INVESTMENTS, INC. (CRD# 599)2002 - 2009 (7 years)IAWAMU INVESTMENTS, INC. (CRD# 599)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 3/30/2015

B
Tennessee 10/20/2022

IA
Arizona 7/28/2015

B
Utah 7/30/2015

B
California 1/6/2012

IA
Utah 7/30/2015

IA
California 1/6/2012

B
Wisconsin 7/28/2017

B
Nevada 9/2/2020

IA
Wisconsin 7/28/2017

B
North Carolina 6/15/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
9811 MAGNOLIA AVENUE SUITE B, RIVERSIDE, CA 92503-3700
3625 VINE ST., RIVERSIDE, CA 92507
Registered with this firm since 1/6/2012

B
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
9811 MAGNOLIA AVENUE SUITE B, RIVERSIDE, CA 92503-3700
3625 VINE ST., RIVERSIDE, CA 92507
Registered with this firm since 1/6/2012

Previous Registration(s)
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IA
05/02/2009 - 12/19/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HUNTINGTON BEACH, CA
B
05/02/2009 - 12/19/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HUNTINGTON BEACH, CA
IA
06/24/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SEAL BEACH, CA
B
02/06/2002 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SEAL BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.