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DIANNA RENEE VAN CAMP
DIANNA RENEE BLACKMAN, DIANNA RENEE O TOOLE, DIANNA R O'TOOLE, DIANNA R. O'TOOLE, DIANNA RENEE O'TOOLE…
CRD#: 4199243
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 101 E KENNEDY BLVD
TAMPA, FL 33602
TAMPA, FL 33602
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Disclosures
17
Years of Experience
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State Registrations
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Alabama 8/2/2017
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Montana 6/18/2024
B
Arizona 1/30/2018
B
Nebraska 10/30/2019
B
California 8/2/2017
B
Nevada 8/2/2017
B
Colorado 8/2/2017
B
New Hampshire 6/18/2024
B
Connecticut 8/2/2017
B
New Jersey 8/2/2017
B
Delaware 8/2/2017
B
New Mexico 1/4/2019
B
District of Columbia 8/2/2017
B
New York 8/2/2017
B
Florida 8/2/2017
B
North Carolina 8/3/2017
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Florida 11/15/2019
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Ohio 8/2/2017
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Georgia 7/19/2017
B
Oregon 10/30/2019
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Georgia 7/21/2017
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Pennsylvania 8/2/2017
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Illinois 8/2/2017
B
Rhode Island 8/2/2017
B
Indiana 8/2/2017
B
South Carolina 8/2/2017
B
Iowa 6/18/2024
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Tennessee 8/2/2017
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Kentucky 8/2/2017
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Texas 8/2/2017
B
Louisiana 6/5/2019
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Texas 8/15/2017
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Maryland 8/2/2017
B
Utah 5/20/2019
B
Massachusetts 8/2/2017
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Vermont 5/2/2022
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Michigan 8/2/2017
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Virginia 8/2/2017
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Minnesota 8/2/2017
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Washington 2/2/2018
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Mississippi 10/30/2019
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West Virginia 8/2/2017
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Missouri 10/30/2019
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Wisconsin 8/2/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 7/21/2017
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Registered with this firm since 5/22/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 06/20/2011 | TAMPA, FL | |
B | 06/01/2009 - 06/20/2011 | TAMPA, FL | |
IA | 12/19/2008 - 06/01/2009 | TAMPA, FL | |
B | 12/09/2008 - 06/01/2009 | TAMPA, FL | |
IA | 09/26/2007 - 11/19/2008 | TAMPA, FL | |
B | 09/18/2007 - 11/19/2008 | TAMPA, FL | |
B | 11/28/2006 - 07/03/2007 | TAMPA, FL | |
IA | 08/01/2000 - 02/25/2006 | CLEARWATER, FL | |
B | 07/26/2000 - 02/25/2006 | CLEARWATER, FL |
CLEARWATER, FL
07/26/2000 - 02/25/2006
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.