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Detailed Report
Andrew Lee Williams
HOLCOM, Andy L Williams
CRD#: 4199197
IA
Investment Adviser
B
Broker
NEXT FINANCIAL GROUP, INC.CRD#: 46214 2035 E IRON STREET SUITE 109
SALINA, KS 67401
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2017 (13 years)2 FIRMS2017 - Present (7 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2000 - 2004 (3 years)IALINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2002 - 2004 (2 years)
License(s)

State Registrations

B
Alabama 3/12/2021
IA
Kansas 4/18/2017
B
Arizona 8/29/2019
B
Missouri 4/18/2017
B
California 4/18/2017
B
New Mexico 3/12/2021
B
Colorado 4/18/2017
B
North Carolina 3/15/2021
B
Connecticut 11/9/2022
B
Ohio 5/7/2018
B
Florida 4/18/2017
B
Oklahoma 4/18/2017
B
Georgia 3/12/2021
B
South Carolina 3/12/2021
B
Iowa 12/6/2017
B
Texas 4/18/2017
B
Kansas 4/18/2017
IA
Texas 4/18/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
2035 E IRON STREET SUITE 109, SALINA, KS 67401
Registered with this firm since 4/18/2017
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
2035 E IRON STREET SUITE 109, SALINA, KS 67401
Registered with this firm since 4/18/2017
Previous Registration(s)
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IA
 04/02/2004 - 04/17/2017 UMB FINANCIAL SERVICES, INC. (CRD#:17073) SALINA, KS
B
 03/31/2004 - 04/17/2017 UMB FINANCIAL SERVICES, INC. (CRD#:17073) SALINA, KS
IA
 03/26/2002 - 03/30/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) SALINA, KS
B
 09/26/2000 - 03/30/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.