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JASON EDWARD HUGHES
CRD#: 4197651
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1819 MAIN STREET
SUITE 900
SARASOTA, FL 34236
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2005 (4 years)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2000 - 2001 (<1 year)
License(s)

State Registrations

B
Arizona 11/12/2013

B
New Mexico 1/17/2020

B
California 5/30/2019

B
New York 9/12/2012

B
Colorado 5/19/2014

B
North Carolina 3/3/2015

B
Connecticut 6/19/2013

B
Ohio 9/12/2012

B
Delaware 1/17/2020

B
Oklahoma 6/30/2022

B
District of Columbia 6/30/2022

B
Oregon 9/2/2024

B
Florida 9/12/2012

B
Pennsylvania 5/5/2016

IA
Florida 9/13/2012

B
Rhode Island 6/29/2022

B
Georgia 7/29/2014

B
South Carolina 9/12/2012

B
Illinois 9/12/2012

B
Tennessee 5/29/2018

B
Indiana 6/30/2022

IA
Texas 9/12/2012

B
Maine 4/1/2016

B
Texas 9/18/2018

B
Maryland 8/12/2019

B
Vermont 10/30/2023

B
Massachusetts 2/16/2022

B
Virginia 1/14/2014

B
Michigan 2/6/2013

B
Washington 8/18/2023

B
Missouri 3/19/2021

B
West Virginia 9/2/2024

B
Nevada 3/19/2021

B
Wisconsin 9/12/2012

B
New Jersey 1/17/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1819 MAIN STREET SUITE 900, SARASOTA, FL 34236
Registered with this firm since 9/12/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1819 MAIN STREET SUITE 900, SARASOTA, FL 34236
Registered with this firm since 9/12/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 09/21/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SARASOTA, FL
B
06/01/2009 - 09/21/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SARASOTA, FL
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SARASOTA, FL
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SARASOTA, FL
IA
09/20/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SARASOTA, FL
B
09/16/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SARASOTA, FL
IA
02/08/2001 - 09/23/2005 LEGG MASON WOOD WALKER INC (CRD#:6555) SARASOTA, FL
B
02/08/2001 - 09/23/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
06/15/2000 - 01/16/2001 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.