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ATHANASIOS GEORGE LIAPIS
ATHANASIOS G LIAPIS, THANASSI LIAPIS
CRD#: 4197034
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 69 STATE ST
ALBANY, NY 12207
ALBANY, NY 12207
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Alabama 7/28/2015
B
Montana 7/17/2017
B
Alaska 7/28/2015
B
Nevada 7/28/2015
B
Arizona 7/28/2015
B
New Hampshire 7/28/2015
B
Arkansas 2/6/2024
B
New Jersey 7/28/2015
B
California 7/28/2015
B
New Mexico 10/27/2021
B
Colorado 7/28/2015
B
New York 7/24/2015
B
Connecticut 7/24/2015
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New York 4/19/2021
IA
Connecticut 7/24/2015
B
North Carolina 7/28/2015
B
Delaware 1/2/2020
B
North Dakota 5/1/2020
B
District of Columbia 7/28/2015
B
Ohio 7/28/2015
B
Florida 7/28/2015
B
Oregon 7/28/2015
B
Georgia 7/28/2015
B
Pennsylvania 7/28/2015
B
Idaho 5/3/2021
B
Rhode Island 7/28/2015
B
Illinois 7/28/2015
B
South Carolina 7/28/2015
B
Indiana 9/16/2019
B
Tennessee 7/28/2015
B
Iowa 5/1/2017
B
Texas 7/28/2015
B
Kentucky 7/28/2015
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Texas 7/28/2015
B
Maine 7/28/2015
B
Utah 7/28/2015
B
Maryland 7/28/2015
B
Vermont 7/28/2015
B
Massachusetts 7/28/2015
B
Virginia 7/28/2015
B
Michigan 7/28/2015
B
Washington 7/28/2015
B
Minnesota 5/15/2017
B
Wisconsin 7/28/2015
B
Missouri 7/28/2015
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/24/2015
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Registered with this firm since 7/24/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/05/2015 - 06/05/2015 | ALBANY, NY | |
B | 08/19/2013 - 06/05/2015 | ALBANY, NY | |
B | 01/23/2002 - 05/07/2003 | WALTHAM, MA | |
B | 08/24/2000 - 01/31/2001 | CLEVELAND, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.