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STACY MARLENE PARADISE
STACY PARADISE DAUPHINAIS, STACY MARLENE FREEMAN, STACY M PARADISE, STACY PARADISE-DAUPHINAIS
CRD#: 4196962
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Investment Adviser
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Previous Broker
UNITED CAPITAL FINANCIAL ADVISORSCRD#: 134600 1200 SCENIC DRIVE
Suite 111
SACRAMENTO, CA 95814
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - 2017 (<1 year)IAUNITED CAPITAL FINANCIAL ADVISORS (CRD# 134600)2017 - Present (8 years)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2023 - 2023 (<1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2022 - 2023 (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2020 (2 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2001 - 2007 (5 years)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2001 - 2001 (<1 year)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2000 - 2001 (1 year)IAGOLDMAN SACHS & CO. LLC (CRD# 361)2022 - 2022 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2019 (1 year)IAWM FINANCIAL SERVICES, INC. (CRD# 599)2007 - 2007 (<1 year)
License(s)

State Registrations

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California 1/13/2017

Current Registration(s)
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UNITED CAPITAL FINANCIAL ADVISORS (CRD#:134600)
1200 SCENIC DRIVE Suite 111, SACRAMENTO, CA 95814
Registered with this firm since 1/13/2017

Previous Registration(s)
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06/08/2023 - 11/20/2023 MERCER ALLIED COMPANY, L.P. (CRD#:37404) MODESTO, CA
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06/29/2022 - 11/20/2023 GOLDMAN SACHS & CO. LLC (CRD#:361) Modesto, CA
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06/16/2022 - 06/16/2022 GOLDMAN SACHS & CO. LLC (CRD#:361) Modesto, CA
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11/01/2017 - 07/01/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) MODESTO, CA
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11/01/2017 - 07/15/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) MODESTO, CA
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01/13/2017 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) MODESTO, CA
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01/13/2017 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) MODESTO, CA
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10/23/2009 - 01/17/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MODESTO, CA
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10/23/2009 - 01/17/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MODESTO, CA
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04/25/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROSEVILLE, CA
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04/20/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROSEVILLE, CA
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03/29/2007 - 04/23/2007 WM FINANCIAL SERVICES, INC. (CRD#:599) MODESTO, CA
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09/25/2001 - 04/23/2007 WM FINANCIAL SERVICES, INC. (CRD#:599) MODESTO, CA
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07/30/2001 - 09/05/2001 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
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06/27/2000 - 07/30/2001 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
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Disclosures
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