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Nathan E Carmany
NATHAN EDWARD CARMANY
CRD#: 4196539
IA
B
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240
Indianapolis, IN 46240
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Indianapolis, IN 46240-2482
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Disclosures
24
Years of Experience
View By:
State Registrations
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Arkansas 5/23/2022
B
New Hampshire 3/8/2022
B
California 3/9/2022
B
New Jersey 6/19/2024
B
Connecticut 3/3/2023
B
New Mexico 10/11/2022
B
Delaware 11/29/2022
B
New York 11/29/2022
B
Florida 3/10/2022
B
Ohio 7/11/2022
B
Georgia 3/11/2022
B
Oregon 8/1/2022
B
Illinois 2/23/2024
B
Pennsylvania 1/19/2023
B
Indiana 3/3/2022
B
Rhode Island 3/8/2022
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Indiana 12/26/2023
B
Texas 6/10/2022
B
Iowa 2/8/2024
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Texas 12/26/2023
B
Maine 3/3/2022
B
Vermont 3/4/2022
B
Maryland 10/16/2023
B
Virginia 7/26/2024
B
Massachusetts 3/4/2022
B
Washington 7/6/2022
B
Michigan 4/21/2022
B
West Virginia 2/22/2023
B
Minnesota 7/28/2022
B
Wisconsin 11/10/2022
B
Nevada 1/23/2024
SRO Registrations
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B
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Registered with this firm since 12/26/2023
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Registered with this firm since 3/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2022 - 12/26/2023 | Carmel, IN | |
IA | 05/27/2015 - 12/31/2021 | INDIANAPOLIS, IN | |
IA | 01/02/2013 - 06/05/2015 | INDIANAPOLIS, IN | |
B | 01/02/2013 - 06/05/2015 | INDIANAPOLIS, IN | |
IA | 02/08/2012 - 12/12/2012 | ANDERSON, IN | |
IA | 08/16/2007 - 12/03/2012 | ANDERSON, IN | |
B | 08/16/2007 - 12/03/2012 | ANDERSON, IN | |
IA | 12/08/2006 - 07/30/2007 | FISHERS (INDIANAPOLIS), IN | |
B | 08/24/2000 - 07/30/2007 | FISHERS (INDIANAPOLIS), IN |
INDIANAPOLIS, IN
01/02/2013 - 06/05/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.