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JOHN GREGORY YUZZOLIN
JOHN GREGORY YUZZOLIN III, JOHNNY YUZZOLIN, JOHN GREGORY YUZZOLIN III, JOHN GREGORY YUZZOLIN, III
CRD#: 4196383
IA
B
WELLS FARGO ADVISORSCRD#: 19616 480 N ORLANDO AVE STE C220
[F2/D8-RBO]
WINTER PARK, FL 32789
[F2/D8-RBO]
WINTER PARK, FL 32789
0
Disclosures
21
Years of Experience
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State Registrations
B
Arkansas 2/8/2017
B
New York 7/26/2023
B
Florida 5/30/2013
B
Pennsylvania 7/26/2023
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Florida 1/19/2016
B
Texas 7/26/2023
B
Georgia 8/26/2013
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Texas 7/27/2023
B
Massachusetts 2/8/2017
B
Utah 2/8/2017
B
Missouri 8/3/2023
B
Vermont 7/26/2023
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/19/2016
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Registered with this firm since 5/30/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/01/2012 - 05/20/2013 | LONGWOOD, FL | |
B | 11/14/2008 - 08/01/2012 | LONGWOOD, FL | |
B | 05/01/2006 - 05/07/2008 | PORT ORANGE, FL | |
B | 04/18/2005 - 05/05/2006 | PORT ORANGE, FL | |
B | 07/08/2003 - 03/01/2004 | APPLETON, WI | |
B | 08/11/2000 - 02/25/2002 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.