• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL D SALAZAR
CRD#: 4195768
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3390 UNIVERSITY AVENUE
RIVERSIDE, CA 92501
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2010 (10 years)2 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Arizona 6/11/2021

B
Nevada 9/23/2010

B
California 9/23/2010

B
Oregon 11/12/2010

IA
California 9/23/2010

B
Tennessee 7/30/2015

B
Colorado 1/23/2019

B
Texas 5/7/2021

B
Maryland 8/4/2023

IA
Texas 6/14/2021

B
Montana 10/2/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3390 UNIVERSITY AVENUE, RIVERSIDE, CA 92501
Registered with this firm since 9/23/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3390 UNIVERSITY AVENUE, RIVERSIDE, CA 92501
Registered with this firm since 9/23/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/05/2000 - 09/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RIVERSIDE, CA
B
07/10/2000 - 09/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RIVERSIDE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.