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Detailed Report
TONY JINWOO RHEE
TONY J RHEE
CRD#: 4195394
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 2050 MAIN STREET, SUITE 500
IRVINE, CA 92614
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (<1 year)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2004 - Present (20 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2002 - Present (22 years)BDONNER CORP. INTERNATIONAL (CRD# 37702)2000 - 2001 (1 year)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2002 (<1 year)
License(s)

State Registrations

B
California 9/3/2004
IA
California 9/3/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
2050 MAIN STREET, SUITE 500, IRVINE, CA 92614
IRVINE, CA
Registered with this firm since 9/3/2004
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2050 MAIN STREET, SUITE 500, IRVINE, CA 92614
IRVINE, CA
Registered with this firm since 11/18/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/18/2002 - 12/31/2002 AXA ADVISORS, LLC (CRD#:6627) IRVINE, CA
IA
 11/30/2001 - 10/16/2002 AXA ADVISORS, LLC (CRD#:6627) IRVINE, CA
B
 11/02/2001 - 10/16/2002 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 08/03/2000 - 10/19/2001 DONNER CORP. INTERNATIONAL (CRD#:37702)
FINRA expelled the firm on 03/09/2006
OKLAHOMA CITY, OK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.