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Detailed Report
ALFREDO PEREZ
CRD#: 4193919
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 VISTAMAR PLAZA SUITE 5
ROAD 115 KM 12.0 BO PUEBLO
RINCON, PR 00677
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2025 - Present (<1 year)BOSAIC FS, INC. (CRD# 3870)2010 - 2025 (14 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2005 - 2010 (5 years)BMONY SECURITIES CORPORATION (CRD# 4386)2003 - 2005 (1 year)BAXA ADVISORS, LLC (CRD# 6627)2000 - 2002 (2 years)IAOSAIC FS, INC. (CRD# 3870)2017 - 2025 (7 years)IALINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2010 - 2010 (<1 year)IAMONY SECURITIES CORPORATION (CRD# 4386)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Florida 1/24/2025
B
Puerto Rico 1/24/2025
B
North Carolina 1/24/2025
IA
Puerto Rico 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
VISTAMAR PLAZA SUITE 5 ROAD 115 KM 12.0 BO PUEBLO, RINCON, PR 00677
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
VISTAMAR PLAZA SUITE 5 ROAD 115 KM 12.0 BO PUEBLO, RINCON, PR 00677
Registered with this firm since 1/24/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/09/2017 - 01/24/2025 OSAIC FS, INC. (CRD#:3870) RINCON, PR
B
 03/19/2010 - 01/24/2025 OSAIC FS, INC. (CRD#:3870) RINCON, PR
B
 03/09/2005 - 03/24/2010 SIGNATOR INVESTORS, INC. (CRD#:468) SAN JUAN, PR
IA
 03/19/2010 - 03/19/2010 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) RINCON, PR
B
 06/28/2003 - 02/02/2005 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
IA
 01/28/2004 - 01/28/2004 MONY SECURITIES CORPORATION (CRD#:4386) SAN JUAN, PR
IA
 09/16/2002 - 06/26/2003 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) SAN JUAN , PR
B
 07/10/2002 - 06/26/2003 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
 07/03/2000 - 07/03/2002 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.