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Detailed Report
Douglas Keller Nigh
CRD#: 4193663
IA
Investment Adviser
B
Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 1110 OPAL COURT, SUITE 1
HAGERSTOWN, MD 21740
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 1110 OPAL COURT, SUITE 1
HAGERSTOWN, MD 21740
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2021 (12 years)3 FIRMS2021 - Present (3 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2001 - 2003 (1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2000 - 2001 (1 year)IALINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2002 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 8/2/2021
IA
Maryland 8/2/2021
B
Alaska 8/2/2021
B
New Jersey 8/2/2021
B
Arizona 8/2/2021
B
New York 8/2/2021
B
California 8/2/2021
B
North Carolina 8/2/2021
B
Colorado 9/1/2021
B
Oregon 8/2/2021
B
Connecticut 3/19/2024
B
Pennsylvania 8/2/2021
B
Delaware 8/2/2021
B
South Carolina 8/2/2021
B
District of Columbia 8/2/2021
B
Tennessee 7/10/2023
B
Florida 8/2/2021
B
Texas 8/2/2021
B
Georgia 8/2/2021
B
Virginia 8/2/2021
B
Illinois 8/2/2021
B
Washington 8/2/2021
B
Indiana 8/2/2021
B
West Virginia 8/2/2021
B
Maryland 8/2/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139)
1110 OPAL COURT, SUITE 1, HAGERSTOWN, MD 21740
Registered with this firm since 8/13/2021
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
1110 OPAL COURT, SUITE 1, HAGERSTOWN, MD 21740
Registered with this firm since 8/2/2021
B
LPL FINANCIAL LLC (CRD#:6413)
1110 OPAL CT STE 1, HAGERSTOWN, MD 21740
Registered with this firm since 8/2/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/07/2008 - 08/02/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) HAGERSTOWN, MD
B
 11/07/2008 - 08/02/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) HAGERSTOWN, MD
IA
 05/07/2003 - 11/10/2008 SII INVESTMENTS, INC. (CRD#:2225) HAGERSTOWN, MD
B
 05/07/2003 - 11/10/2008 SII INVESTMENTS, INC. (CRD#:2225) HAGERSTOWN, MD
IA
 01/01/2002 - 05/12/2003 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) HAGERSTOWN, MD
B
 12/18/2001 - 05/12/2003 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
 07/25/2000 - 12/19/2001 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.