Individual Firm
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GLENN MARK CASSIDY
CRD#: 4193108
IA
B
ACCELERATE RETIREMENTCRD#: 325859 120 Vantis Drive
Suite 400
Aliso Viejo, CA 92656
Suite 400
Aliso Viejo, CA 92656
0
Disclosures
21
Years of Experience
View By:
State Registrations
IA
California 5/10/2023
IA
Registered with this firm since 5/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/06/2021 - 07/31/2023 | ALISO VIEJO, CA | |
IA | 12/03/2018 - 01/06/2022 | Riverside, CA | |
B | 01/02/2019 - 12/31/2021 | Riverside, CA | |
IA | 10/23/2017 - 12/31/2018 | Riverside, CA | |
B | 10/04/2017 - 12/31/2018 | RIVERSIDE, CA | |
B | 07/12/2012 - 08/24/2017 | GREENWOOD VILLAGE, CO | |
B | 05/10/2005 - 07/02/2012 | COLUMBUS, OH | |
B | 06/06/2000 - 09/18/2001 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.