Individual Firm
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GABRIEL JOHN SPANO
GABE SPANO
CRD#: 4192988
IA
B
PNC INVESTMENTSCRD#: 129052 19202 N R. H. JOHNSON BLVD
SUN CITY WEST, AZ 85375
SUN CITY WEST, AZ 85375
View By:
5/28/2008
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 8/16/2021
B
Montana 8/18/2021
B
Alaska 1/3/2023
B
Nebraska 8/16/2021
B
Arizona 8/16/2021
B
Nevada 8/16/2021
IA
Arizona 8/30/2021
B
New Hampshire 8/16/2021
B
Arkansas 8/16/2021
B
New Jersey 8/16/2021
B
California 8/16/2021
B
New Mexico 8/16/2021
B
Colorado 8/16/2021
B
New York 8/16/2021
B
Connecticut 8/16/2021
B
North Carolina 8/16/2021
B
Delaware 8/16/2021
B
North Dakota 3/28/2024
B
Florida 8/18/2021
B
Ohio 8/16/2021
B
Georgia 8/16/2021
B
Oklahoma 8/16/2021
B
Idaho 8/16/2021
B
Oregon 8/16/2021
B
Illinois 8/16/2021
B
Pennsylvania 8/16/2021
B
Indiana 8/16/2021
B
South Carolina 8/16/2021
B
Iowa 8/16/2021
B
South Dakota 8/16/2021
B
Kansas 8/16/2021
B
Tennessee 8/16/2021
B
Louisiana 8/16/2021
B
Texas 8/16/2021
B
Maine 3/28/2024
B
Utah 3/28/2024
B
Maryland 8/16/2021
B
Vermont 8/16/2021
B
Massachusetts 8/16/2021
B
Virginia 8/16/2021
B
Michigan 8/16/2021
B
Washington 8/16/2021
B
Minnesota 8/16/2021
B
Wisconsin 8/16/2021
B
Mississippi 12/12/2023
B
Wyoming 8/16/2021
B
Missouri 8/16/2021
SRO Registrations
B
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IA
Registered with this firm since 8/30/2021
B
Registered with this firm since 8/16/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/2010 - 08/17/2021 | SUN CITY WEST, AZ | |
B | 05/16/2013 - 08/16/2021 | PEORIA, AZ | |
B | 01/02/2004 - 05/16/2013 | PRESCOTT, AZ | |
IA | 09/27/2010 - 10/15/2010 | SUN CITY, AZ | |
IA | 10/30/2002 - 01/05/2004 | PHOENIX, AZ | |
B | 05/06/2002 - 01/05/2004 | CHICAGO, IL | |
B | 02/02/2001 - 05/03/2002 | ST. PAUL, MN | |
B | 02/02/2001 - 05/03/2002 | ST. PAUL, MN |
SUN CITY, AZ
09/27/2010 - 10/15/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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