Individual Firm
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NED ANTHONY CHATELAIN JR
SKIP ANTHONY CHATELAIN JR
CRD#: 4192942
IA
B
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 2121 Airline Dr
Ste 160
Metairie, LA 70001
Ste 160
Metairie, LA 70001
View By:
5/13/2024
Customer Dispute
Settled
State Registrations
B
Alabama 4/13/2022
B
Mississippi 12/3/2021
B
Arkansas 4/12/2023
B
New Mexico 8/31/2023
B
California 12/3/2021
B
New York 8/31/2023
B
Colorado 12/3/2021
B
North Carolina 12/3/2021
B
Florida 12/3/2021
B
Oklahoma 12/3/2021
B
Georgia 8/31/2023
B
Pennsylvania 12/3/2021
B
Idaho 8/29/2024
B
South Carolina 12/7/2021
B
Kansas 8/31/2023
B
Tennessee 5/2/2023
B
Louisiana 12/3/2021
B
Texas 12/3/2021
IA
Louisiana 12/3/2021
B
Wisconsin 7/25/2023
B
Maryland 11/10/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/3/2021
B
Registered with this firm since 12/3/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/23/2011 - 12/03/2021 | BATON ROUGE, LA | |
B | 05/14/2003 - 12/03/2021 | BATON ROUGE, LA | |
B | 07/11/2000 - 05/07/2003 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.