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Scott Vincent Kramling
SCOTT V. KRAMLING, Scott Kramling
CRD#: 4192136
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5898 Copley Dr
San Diego, CA 92111-7916
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2008 (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2008 (5 years)
License(s)

State Registrations

B
California 8/2/2021

IA
California 8/3/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5898 Copley Dr, San Diego, CA 92111-7916
San Diego, CA
Registered with this firm since 8/3/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5898 Copley Dr, San Diego, CA 92111-7916
San Diego, CA
Registered with this firm since 8/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/23/2020 - 08/02/2021 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) San Diego, CA
B
04/23/2020 - 08/02/2021 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) San Diego, CA
IA
12/24/2018 - 12/09/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MODESTO, CA
B
11/20/2018 - 12/09/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MODESTO, CA
IA
08/26/2008 - 03/13/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
B
08/25/2008 - 03/13/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
IA
04/07/2003 - 08/04/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
09/01/2000 - 08/04/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.