Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
LOREN PAUL FIFFIK
CRD#: 4192103
IA
Investment Adviser
B
Previous Broker
CONFLUENCE FINANCIAL PARTNERSCRD#: 311980 ONE PPG PLACE
SUITE 2420
PITTSBURGH, PA 15222
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2019 (15 years)2 FIRMS2019 - 2021 (2 years)IACONFLUENCE FINANCIAL PARTNERS (CRD# 311980)2021 - Present (3 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2002 - 2004 (1 year)BPNC BROKERAGE CORP (CRD# 34671)2001 - 2002 (<1 year)BMCDONALD INVESTMENTS INC. (CRD# 566)2000 - 2001 (<1 year)BUBS PAINEWEBBER INC. (CRD# 8174)2001 - 2001 (<1 year)IAHILLIARD LYONS ASSET MANAGEMENT (CRD# 453)2003 - 2004 (<1 year)
License(s)

State Registrations

IA
Pennsylvania 7/2/2021
Current Registration(s)
IA
CONFLUENCE FINANCIAL PARTNERS (CRD#:311980)
ONE PPG PLACE SUITE 2420, PITTSBURGH, PA 15222
Registered with this firm since 7/2/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/25/2019 - 07/07/2021 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Pittsburgh, PA
B
 04/25/2019 - 07/07/2021 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) PITTSBURGH, PA
IA
 01/01/2004 - 05/02/2019 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
B
 01/01/2004 - 05/02/2019 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
IA
 06/04/2003 - 01/01/2004 HILLIARD LYONS ASSET MANAGEMENT (CRD#:453) NORTH VERSAILLES, PA
B
 06/01/2002 - 01/01/2004 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
 09/19/2001 - 06/01/2002 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
 09/08/2000 - 06/28/2001 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 02/07/2001 - 03/22/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.