Individual Firm
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FREDERICK FRYE WALKER JR
FREDERICK FRYE WALKER
CRD#: 4190950
IA
B
MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Suite 1500
Fort Lauderdale, FL 33301
View By:
3/18/2012
Customer Dispute
Award / Judgment
State Registrations
B
Alabama 3/8/2022
B
Montana 11/25/2022
B
Arizona 6/1/2009
B
Nebraska 10/1/2011
B
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 6/1/2009
B
New Hampshire 5/10/2016
B
Connecticut 6/1/2009
B
New Jersey 6/1/2009
B
Delaware 6/1/2009
B
New York 6/1/2009
B
District of Columbia 6/22/2022
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
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Florida 6/1/2009
B
Oklahoma 6/1/2009
B
Georgia 6/1/2009
B
Oregon 6/1/2009
B
Hawaii 4/5/2017
B
Pennsylvania 6/1/2009
B
Idaho 5/21/2024
B
Puerto Rico 6/21/2024
B
Illinois 6/1/2009
B
Rhode Island 12/5/2022
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Kansas 3/18/2024
B
Tennessee 1/13/2010
B
Kentucky 5/1/2012
B
Texas 6/1/2009
B
Louisiana 6/1/2009
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Texas 2/6/2019
B
Maine 1/23/2015
B
Utah 1/13/2021
B
Maryland 6/1/2009
B
Vermont 3/18/2024
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Minnesota 1/21/2015
B
West Virginia 6/1/2009
B
Mississippi 6/1/2009
B
Wisconsin 6/1/2009
B
Missouri 6/1/2009
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered principals
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | FT. LAUDERDALE, FL | |
B | 04/02/2007 - 06/01/2009 | FT. LAUDERDALE, FL | |
IA | 05/26/2006 - 04/02/2007 | FT. LAUDERDALE, FL | |
B | 05/25/2006 - 04/02/2007 | FT. LAUDERDALE, FL | |
IA | 01/28/2002 - 03/06/2006 | FT. LAUDERDALE, FL | |
B | 01/28/2002 - 03/06/2006 | FT. LAUDERDALE, FL | |
B | 11/08/2001 - 01/04/2002 | MONTEBELLO, NY | |
B | 08/02/2000 - 12/11/2001 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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