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Detailed Report
ALAN COLE
ALAN COLE N/A
CRD#: 4190547
IA
Investment Adviser
B
Broker
ONEDIGITAL INVESTMENT ADVISORSCRD#: 106766 200 Galleria Pkwy, SE
Suite 1950
Atlanta, GA 30339
OSAIC WEALTH, INC.CRD#: 23131 200 Galleria Parkway SE
Suite 1950
Atlanta, GA 30339
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2016 - 2022 (6 years)IAONEDIGITAL INVESTMENT ADVISORS (CRD# 106766)2022 - Present (2 years)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BTRIAD ADVISORS LLC (CRD# 25803)2023 - 2024 (1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2001 - 2013 (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2001 (<1 year)IATIAA-CREF ADVICE AND PLANNING ... (CRD# 20472)2005 - 2013 (8 years)
License(s)

State Registrations

IA
Georgia 11/28/2022
B
North Carolina 8/23/2024
B
Georgia 8/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEDIGITAL INVESTMENT ADVISORS (CRD#:106766)
200 Galleria Pkwy, SE Suite 1950, Atlanta, GA 30339
Registered with this firm since 11/28/2022
B
OSAIC WEALTH, INC. (CRD#:23131)
200 Galleria Parkway SE Suite 1950, Atlanta, GA 30339
Registered with this firm since 8/23/2024
Previous Registration(s)
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B
 04/13/2023 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) Atlanta, GA
IA
 01/28/2016 - 10/17/2022 ADVICE AND PLANNING SERVICES (CRD#:20472) Decatur, GA
B
 01/28/2016 - 10/17/2022 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) ATLANTA, GA
IA
 12/09/2013 - 05/18/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 12/04/2013 - 05/18/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 05/13/2005 - 10/30/2013 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) ATLANTA, GA
B
 07/20/2001 - 10/30/2013 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) ATLANTA, GA
B
 06/07/2000 - 05/18/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.