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ALAN COLE
ALAN COLE N/A
CRD#: 4190547
IA
B
ONEDIGITAL INVESTMENT ADVISORSCRD#: 106766 200 Galleria Pkwy, SE
Suite 1950
Atlanta, GA 30339
Suite 1950
Atlanta, GA 30339
OSAIC WEALTH, INC.CRD#: 23131 200 Galleria Parkway SE
Suite 1950
Atlanta, GA 30339
Suite 1950
Atlanta, GA 30339
0
Disclosures
23
Years of Experience
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State Registrations
IA
Georgia 11/28/2022
B
North Carolina 8/23/2024
B
Georgia 8/23/2024
SRO Registrations
B
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IA
Registered with this firm since 11/28/2022
B
Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/13/2023 - 08/23/2024 | Atlanta, GA | |
IA | 01/28/2016 - 10/17/2022 | Decatur, GA | |
B | 01/28/2016 - 10/17/2022 | ATLANTA, GA | |
IA | 12/09/2013 - 05/18/2015 | ATLANTA, GA | |
B | 12/04/2013 - 05/18/2015 | ATLANTA, GA | |
IA | 05/13/2005 - 10/30/2013 | ATLANTA, GA | |
B | 07/20/2001 - 10/30/2013 | ATLANTA, GA | |
B | 06/07/2000 - 05/18/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.