• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GRAHAM WALKER CURCHIN
CRD#: 4190321
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 ONE NORTH WACKER
SUITE 3400
CHICAGO, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - Present (9 years)BLEHMAN BROTHERS INC. (CRD# 7506)2003 - 2008 (5 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2000 - 2003 (2 years)IALEHMAN BROTHERS INC. (CRD# 7506)2004 - 2008 (4 years)IABANC OF AMERICA SECURITIES LLC (CRD# 26091)2002 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 3/13/2020

B
Montana 3/13/2020

B
Alaska 3/13/2020

B
Nebraska 3/13/2020

B
Arizona 5/13/2016

B
Nevada 3/13/2020

B
Arkansas 3/13/2020

B
New Hampshire 3/13/2020

B
California 5/13/2016

B
New Jersey 5/13/2016

B
Colorado 5/13/2016

B
New Mexico 3/13/2020

B
Connecticut 5/13/2016

B
New York 5/13/2016

B
Delaware 3/13/2020

B
North Carolina 3/16/2020

B
District of Columbia 3/13/2020

B
North Dakota 3/13/2020

B
Florida 5/13/2016

B
Ohio 5/13/2016

B
Georgia 3/13/2020

B
Oklahoma 3/13/2020

B
Hawaii 3/13/2020

B
Oregon 3/13/2020

B
Idaho 3/13/2020

B
Pennsylvania 5/13/2016

B
Illinois 2/25/2016

B
Puerto Rico 3/13/2020

IA
Illinois 2/25/2016

B
Rhode Island 3/13/2020

B
Indiana 5/13/2016

B
South Carolina 5/13/2016

B
Iowa 5/13/2016

B
South Dakota 3/13/2020

B
Kansas 5/13/2016

B
Texas 5/13/2016

B
Kentucky 3/13/2020

B
Utah 5/13/2016

B
Louisiana 3/13/2020

B
Vermont 3/13/2020

B
Maine 3/13/2020

B
Virgin Islands 3/13/2020

B
Maryland 2/25/2020

B
Virginia 3/13/2020

B
Massachusetts 12/17/2020

B
Washington 3/13/2020

B
Michigan 5/13/2016

B
West Virginia 3/13/2020

B
Minnesota 5/13/2016

B
Wisconsin 5/13/2016

B
Mississippi 3/13/2020

B
Wyoming 3/13/2020

B
Missouri 5/13/2016

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE NORTH WACKER SUITE 3400, CHICAGO, IL 60606
Registered with this firm since 2/25/2016

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE NORTH WACKER SUITE 3400, CHICAGO, IL 60606
Registered with this firm since 2/25/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/12/2008 - 03/15/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
B
09/12/2008 - 03/15/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
IA
06/03/2004 - 09/16/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
B
06/16/2003 - 09/16/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
IA
04/29/2002 - 06/17/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) CHICAGO, IL
B
07/11/2000 - 06/17/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.