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Detailed Report
JACK MATTHEW CAYCE
J. M CAYCE, J. M. CAYCE, MATT CAYCE
CRD#: 4189311
IA
Investment Adviser
B
Broker
APOLLON WEALTH MANAGEMENT, LLCCRD#: 291902 3525 Piedmont Rd, Building 6, Suite 420
Atlanta, GA 30305
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 3525 Piedmont Road
Bld 6 Ste 420
Atlanta, GA 30305
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2011 (8 years)2 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2016 (3 years)2 FIRMS2023 - Present (1 year)BKALOS CAPITAL, INC. (CRD# 44337)2016 - 2022 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2002 - 2003 (1 year)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)2000 - 2002 (1 year)IACATALYST WEALTH MANAGEMENT (CRD# 291138)2018 - 2023 (5 years)IAKALOS MANAGEMENT (CRD# 133025)2016 - 2018 (2 years)
Disclosure(s)
View By:
4/21/2020
Customer Dispute
Settled
4/6/2006
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/23/2023
B
New Mexico 2/3/2023
B
Colorado 2/6/2023
B
North Carolina 1/25/2023
B
Florida 1/24/2023
B
South Carolina 2/6/2023
B
Georgia 2/2/2023
B
Tennessee 6/28/2024
IA
Georgia 5/12/2023
B
Texas 1/24/2023
B
Indiana 2/3/2023
B
Virginia 2/2/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
APOLLON WEALTH MANAGEMENT, LLC (CRD#:291902)
3525 Piedmont Rd, Building 6, Suite 420, Atlanta, GA 30305
Registered with this firm since 5/12/2023
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
3525 Piedmont Road Bld 6 Ste 420, Atlanta, GA 30305
Dacula, GA
Registered with this firm since 1/23/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/03/2018 - 12/13/2023 CATALYST WEALTH MANAGEMENT (CRD#:291138) ATLANTA, GA
B
 05/16/2016 - 10/03/2022 KALOS CAPITAL, INC. (CRD#:44337) Atlanta, GA
IA
 05/18/2016 - 07/11/2018 KALOS MANAGEMENT (CRD#:133025) Atlanta, GA
IA
 02/26/2013 - 05/27/2016 LPL FINANCIAL LLC (CRD#:6413) CHAMBLEE, GA
B
 02/26/2013 - 05/27/2016 LPL FINANCIAL LLC (CRD#:6413) CHAMBLEE, GA
IA
 12/02/2011 - 03/04/2013 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) ATLANTA, GA
B
 11/15/2011 - 03/04/2013 NEW ENGLAND SECURITIES (CRD#:615) ATLANTA, GA
IA
 05/01/2003 - 11/17/2011 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
 03/17/2003 - 11/17/2011 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
 01/02/2002 - 03/25/2003 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 06/15/2000 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.