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Detailed Report
STACEY THAI CHUNG
CRD#: 4189256
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1901 Main Street
Suite 700
Irvine, CA 92614
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2005 (4 years)
License(s)

State Registrations

B
Alaska 6/1/2009
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
Arkansas 2/14/2022
B
New Mexico 6/1/2009
B
California 6/1/2009
B
New York 6/1/2009
IA
California 6/1/2009
B
North Carolina 12/23/2013
B
Colorado 6/1/2009
B
Oklahoma 4/22/2021
B
Florida 6/1/2009
B
Oregon 4/5/2018
B
Georgia 12/19/2017
B
Pennsylvania 10/7/2019
B
Hawaii 3/12/2015
B
South Carolina 3/18/2014
B
Idaho 6/1/2009
B
Tennessee 4/3/2018
B
Illinois 6/1/2009
B
Texas 9/22/2010
B
Indiana 6/16/2023
IA
Texas 2/11/2014
B
Kentucky 2/2/2012
B
Utah 1/31/2023
B
Maryland 6/1/2009
B
Virginia 2/8/2012
B
Massachusetts 11/11/2015
B
Washington 6/1/2009
B
Michigan 4/21/2021
B
Wisconsin 7/24/2012
B
Missouri 11/30/2017
B
Wyoming 2/2/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 09/27/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BREA, CA
B
 09/27/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BREA, CA
B
 07/30/2001 - 09/27/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.