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Detailed Report
GREGORY D. VELHO
CRD#: 4188786
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5600 RED BUG LAKE RD
WINTER SPRINGS, FL 32708
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2007 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2005 (5 years)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 1/2/2019
B
New Jersey 10/29/2010
B
Arkansas 6/8/2023
B
New Mexico 1/24/2023
B
California 10/29/2010
B
New York 10/29/2010
B
Colorado 4/11/2023
B
North Carolina 4/13/2015
B
Connecticut 10/29/2010
B
Ohio 6/9/2023
B
Delaware 2/21/2023
B
Oklahoma 6/8/2023
B
District of Columbia 11/2/2015
B
Pennsylvania 10/29/2010
B
Florida 11/2/2010
B
Rhode Island 6/8/2023
IA
Florida 11/2/2010
B
South Carolina 1/24/2019
B
Georgia 10/29/2010
B
Tennessee 10/29/2010
B
Illinois 1/24/2019
B
Texas 1/24/2019
B
Maryland 6/8/2023
IA
Texas 1/24/2019
B
Massachusetts 4/30/2020
B
Utah 4/2/2024
B
Michigan 11/23/2015
B
Vermont 6/8/2023
B
Missouri 12/12/2016
B
Virginia 7/10/2015
B
Montana 6/8/2023
B
Washington 6/8/2023
B
Nevada 8/19/2024
B
West Virginia 2/6/2023
B
New Hampshire 6/8/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5600 RED BUG LAKE RD, WINTER SPRINGS, FL 32708
120 S US HWY 17 92, LONGWOOD, FL 32750
Registered with this firm since 11/2/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5600 RED BUG LAKE RD, WINTER SPRINGS, FL 32708
120 S US HWY 17 92, LONGWOOD, FL 32750
Registered with this firm since 10/29/2010
Previous Registration(s)
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IA
 06/01/2009 - 11/19/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ORLANDO, FL
B
 06/01/2009 - 11/19/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ORLANDO, FL
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ORLANDO, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ORLANDO, FL
IA
 01/05/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) ORLANDO, FL
B
 09/30/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) ORLANDO, FL
B
 07/07/2000 - 10/04/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.