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Detailed Report
PAUL G ULLMANN
CRD#: 4188742
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 307 INTERNATIONAL CIR
STE 600
HUNT VALLEY, MD 21030
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 307 INTERNATIONAL CIR
STE 600
HUNT VALLEY, MD 21030
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2015 (8 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - Present (9 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - 2016 (1 year)IAMORGAN STANLEY (CRD# 7556)2001 - 2007 (6 years)
License(s)

State Registrations

B
Alabama 9/2/2020
B
Missouri 12/4/2015
B
Arizona 1/5/2016
B
Montana 9/2/2020
B
Arkansas 2/25/2022
B
Nevada 8/24/2020
B
California 12/4/2015
B
New Hampshire 12/4/2015
B
Colorado 12/4/2015
B
New Jersey 12/4/2015
B
Connecticut 4/14/2021
B
New York 12/4/2015
B
Delaware 12/4/2015
B
North Carolina 12/4/2015
B
District of Columbia 12/4/2015
B
Ohio 12/4/2015
B
Florida 12/4/2015
B
Oregon 1/5/2016
B
Georgia 2/7/2019
B
Pennsylvania 12/4/2015
B
Idaho 3/21/2023
B
Rhode Island 1/4/2016
B
Illinois 7/26/2016
IA
Rhode Island 4/15/2019
B
Indiana 12/4/2015
B
South Carolina 12/4/2015
B
Kansas 3/21/2023
B
Tennessee 4/9/2019
B
Kentucky 3/21/2023
B
Texas 12/4/2015
B
Louisiana 12/4/2015
IA
Texas 3/13/2017
IA
Louisiana 4/9/2018
B
Utah 9/2/2020
B
Maine 3/21/2023
B
Virginia 12/4/2015
B
Maryland 12/4/2015
B
Washington 12/4/2015
IA
Maryland 9/13/2016
B
West Virginia 7/10/2020
B
Massachusetts 12/4/2015
B
Wisconsin 9/2/2020
B
Michigan 9/2/2020
B
Wyoming 9/2/2020
B
Minnesota 3/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
307 INTERNATIONAL CIR STE 600, HUNT VALLEY, MD 21030
Registered with this firm since 9/13/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
307 INTERNATIONAL CIR STE 600, HUNT VALLEY, MD 21030
COCKEYSVILLE, MD
Registered with this firm since 12/4/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/04/2015 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) BALTIMORE, MD
IA
 03/09/2007 - 12/15/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) HUNT VALLEY, MD
B
 03/09/2007 - 12/15/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) HUNT VALLEY, MD
IA
 01/30/2001 - 03/12/2007 MORGAN STANLEY (CRD#:7556) HUNT VALLEY, MD
B
 07/11/2000 - 03/12/2007 MORGAN STANLEY DW INC. (CRD#:7556) HUNT VALLEY, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.