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Detailed Report
Rinaldo Ritonga
Rinaldo H. Ritonga
CRD#: 4188673
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
SCF SECURITIES, INC.CRD#: 47275 70 S Lake Avenue
Suite 700
Pasadena, CA 91101
Registration History
20002002200420062008201020122014201620182020202220242026BSCF SECURITIES, INC. (CRD# 47275)2024 - Present (1 year)IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2015 - Present (9 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2000 - Present (24 years)
License(s)

State Registrations

B
California 1/8/2001
IA
California 11/11/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
SCF SECURITIES, INC. (CRD#:47275)
70 S Lake Avenue Suite 700, Pasadena, CA 91101
Registered with this firm since 1/2/2024
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 11/11/2015
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 12/12/2000
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.