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Detailed Report
ALBERT PATRICK LOSCO
CRD#: 4188363
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 37 RT 15
LAFAYETTE, NJ 07848
CETERA INVESTMENT SERVICES LLCCRD#: 15340 37 RT 15
LAFAYETTE, NJ 07848
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BCAPITAL ONE INVESTMENT SERVICE... (CRD# 25658)2004 - 2012 (7 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)2003 - 2004 (<1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)2001 - 2003 (1 year)BDIME SECURITIES, INC. (CRD# 28955)2000 - 2001 (<1 year)IACAPITAL ONE FINANCIAL ADVISORS LLC (CRD# 127236)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Delaware 2/26/2025
B
New York 7/18/2024
B
Florida 8/21/2024
B
North Carolina 9/16/2024
B
New Jersey 6/28/2024
B
Pennsylvania 11/21/2024
IA
New Jersey 7/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
37 RT 15, LAFAYETTE, NJ 07848
Registered with this firm since 7/1/2024
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
37 RT 15, LAFAYETTE, NJ 07848
Registered with this firm since 6/28/2024
Previous Registration(s)
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IA
 05/24/2016 - 07/01/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) LAFAYETTE, NJ
B
 05/04/2016 - 07/01/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Hackensack, NJ
IA
 08/29/2012 - 05/09/2016 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) NAPA, CA
B
 08/29/2012 - 05/09/2016 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) NAPA, CA
IA
 05/07/2012 - 08/20/2012 LPL FINANCIAL LLC (CRD#:6413) WALDWICK, NJ
B
 05/07/2012 - 08/20/2012 LPL FINANCIAL LLC (CRD#:6413) WALDWICK, NJ
IA
 08/15/2011 - 05/03/2012 CAPITAL ONE FINANCIAL ADVISORS LLC (CRD#:127236) MELVILLE, NY
B
 06/11/2004 - 05/03/2012 CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658) NUTLEY, NJ
B
 10/02/2003 - 06/02/2004 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 12/11/2001 - 09/30/2003 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
 06/02/2000 - 05/03/2001 DIME SECURITIES, INC. (CRD#:28955) BROOKLYN, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.