Individual Firm
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VESNA RANISAVLJEVIC
VESHA RANISAVLJEVIC
CRD#: 4187573
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 163 WEST MERRICK RD.
VALLEY STREAM, NY 11580
VALLEY STREAM, NY 11580
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11/14/2006
Customer Dispute
Denied
State Registrations
B
Arizona 7/12/2019
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New Jersey 10/1/2012
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California 4/1/2020
B
New York 10/1/2012
B
Colorado 10/12/2017
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New York 5/3/2021
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Connecticut 10/1/2012
B
North Carolina 1/8/2013
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Connecticut 10/1/2012
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Oregon 10/1/2012
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Florida 10/1/2012
B
Pennsylvania 10/1/2012
B
Georgia 10/1/2012
B
Puerto Rico 6/13/2016
B
Illinois 6/29/2022
B
South Carolina 5/21/2013
B
Louisiana 10/12/2017
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Tennessee 11/10/2022
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Maryland 6/4/2018
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Texas 7/16/2019
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Massachusetts 5/14/2024
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Texas 7/25/2019
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Nevada 6/4/2018
B
Virginia 9/24/2014
SRO Registrations
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Learn about permitted activities of registered principals
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/11/2003 - 10/01/2012 | VALLEY STREAM, NY | |
B | 03/11/2003 - 10/01/2012 | VALLEY STREAM, NY | |
IA | 05/03/2002 - 03/21/2003 | PENNINGTON, NJ | |
B | 05/03/2002 - 03/21/2003 | NEW YORK, NY | |
B | 10/27/2000 - 12/10/2001 | WEEHAWKEN, NJ | |
B | 07/24/2000 - 10/31/2000 | MINNEAPOLIS, MN | |
B | 07/24/2000 - 10/31/2000 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.